0001144204-14-007106.txt : 20140210 0001144204-14-007106.hdr.sgml : 20140210 20140210104419 ACCESSION NUMBER: 0001144204-14-007106 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 GROUP MEMBERS: BANKAMERICA INVESTMENT CORP GROUP MEMBERS: BAS CAPITAL FUNDING CORP GROUP MEMBERS: BASCFC-MAXCOM HOLDINGS I, LLC GROUP MEMBERS: FLEET GROWTH RESOURCES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXCOM TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0001113306 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83794 FILM NUMBER: 14586668 BUSINESS ADDRESS: STREET 1: GUILLERMO GONZALEZ CAMARENA NO 2000 STREET 2: COLONIA CENTRO DE CIUDAD SANTA FE CITY: MEXICO DF STATE: O5 ZIP: 01210 BUSINESS PHONE: 5251471111 MAIL ADDRESS: STREET 1: GUILLERMO GONZALEZ CAMARENA NO 2000 STREET 2: COLONIA CENTRO DE CIUDAD SANTA FE CITY: MEXICO DF STATE: O5 ZIP: 01210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 SC 13G/A 1 v367626_sc13ga.htm FORM SC13G/A

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Schedule 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Maxcom Telecomunicaciones, S.A.B. de C.V.
(Name of Issuer)
Series A Common Stock
(Title of Class of Securities)
57773A 508(1)
(CUSIP Number)
December 31, 2013
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
¨ Rule 13d-1(c)
 
¨ Rule 13d-1(d)

__________________

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(1) CUSIP number is for the American Depositary Shares ("ADSs") only. Each ADSs represents seven certificados de participacion ordinarios ("CPOs"), each of which currently represents thee shares Series A Common Stock.

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Pages 1 of 12 Pages
 

 

CUSIP No. 57773A 508 13G Page 2 of 12 Pages
[Repeat this page as necessary]

 

1

NAMES OF REPORTING PERSONS:

Bank of America Corporation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) S

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER:  
-0-
6 SHARED VOTING POWER:
-0-
7 SOLE DISPOSITIVE POWER:  
-0-
8 SHARED DISPOSITIVE POWER:
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-  (See Item 4)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12 TYPE OF REPORTING PERSON:  
CO

 

* See Item 4.

 

Pages 2 of 12 Pages
 

 

CUSIP No. 57773A 508 13G Page 3 of 12 Pages
[Repeat this page as necessary]

 

1

NAMES OF REPORTING PERSONS:

BAS Capital Funding Corporation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) S

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER:  
-0-
6 SHARED VOTING POWER:
-0-
7 SOLE DISPOSITIVE POWER:  
-0-
8 SHARED DISPOSITIVE POWER:
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-  (See Item 4)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12 TYPE OF REPORTING PERSON:  
CO

 

Pages 3 of 12 Pages
 

 

CUSIP No. 57773A 508 13G Page 4 of 12 Pages
[Repeat this page as necessary]

 

1

NAMES OF REPORTING PERSONS:

BankAmerica Investment Corporation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) S

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER:  
-0-
6 SHARED VOTING POWER:
-0-
7 SOLE DISPOSITIVE POWER:  
-0-
8 SHARED DISPOSITIVE POWER:

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-  (See Item 4)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12 TYPE OF REPORTING PERSON:  
CO

 

Pages 4 of 12 Pages
 

 

CUSIP No. 57773A 508 13G Page 5 of 12 Pages
[Repeat this page as necessary]

 

1

NAMES OF REPORTING PERSONS:

BASCFC-Maxcom Holdings I, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) S

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER:  
-0-
6 SHARED VOTING POWER:
-0-
7 SOLE DISPOSITIVE POWER:  
-0-
8 SHARED DISPOSITIVE POWER:
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-  (See Item 4)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12 TYPE OF REPORTING PERSON:  
OO

  

Pages 5 of 12 Pages
 

 

CUSIP No. 57773A 508 13G Page 6 of 12 Pages
[Repeat this page as necessary]

 

1

NAMES OF REPORTING PERSONS:

Fleet Growth Resources, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) S

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER:  
-0-
6 SHARED VOTING POWER:
-0-
7 SOLE DISPOSITIVE POWER:  
-0-
8 SHARED DISPOSITIVE POWER:
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-  (See Item 4)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12 TYPE OF REPORTING PERSON:  
CO

  

Pages 6 of 12 Pages
 

  

Item 1(a)Name of Issuer:

 

Maxcom Telecomunicaciones, S.A.B. de C.V. (the “Company”).

 

Item 1(b)Address of Issuer’s Principal Executive Offices:

 

Guillermo Gonzalez Camarena No. 2000

Colonia Centro de Ciudad Santa Fe

Mexico, D.F. 01210.

 

Item 2(a)Name of Person Filing:

 

This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: Bank of American Corporation ("Bank of American"), BAS Capital Funding Corporation ("BAS Capital"), BankAmerica Investment Corporation ("BAIC"), BASCFC-Maxcom Holdings I, LLC ("BASCFC"), and Fleet Growth Resources, Inc. ("FGR"), each a "Reporting Person" and, collectively, the "Reporting Persons."

 

The Reporting Persons have entered into a Joint Filing Agreement, dated as of the date hereof, a copy of which is filed with this Schedule 13G as Exhibit 99.1, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of 13d-1(k)(1) under the Act.

 

Item 2(b)Address of Principal Business Office or, if none, Residence:

 

The address of the principal business office of each of Bank of American, BAS Capital, BAIC and BASCFC is: 100 North Tryon Street, Floor 25, Bank of America Corporate Center, Charlotte, NC 28255

 

The address of the principal business office of FGR is: 231 South LaSalle Street, 12 Floor, Chicago, IL 60697.

 

Item 2(c)Citizenship:

 

Each of Bank of American Corporation, BAS Capital, BAIC, BASCFC, Nexus-Maxcom Holdings and FGR is organized under the laws of the State of Delaware.

 

Item 2(d)Title of Class of Securities:

 

Series A Common Stock (the "Series A Common Stock").

 

Item 2(e)CUSIP No.:

 

57773A 508

 

Item 3If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:

 

Not Applicable.

 

Pages 7 of 12 Pages
 

 

Item 4Ownership:

 

None of BAS Capital, BAIC, BASFC or FGR is the direct or indirect beneficial owner of shares of Series A Common Stock. Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPFS”) is the direct beneficial owner of 203 shares of Series A Common Stock, or approximately 0.0% of the total outstanding Series A Common Stock. MLPFS is wholly-owned by NB Holdings Corporation (“NBH”). The shares of Series A Common Stock beneficially owned by MLPFS may be deemed to be beneficially owned indirectly by Bank of America, the direct parent corporation of NBH.

 

Item 5Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].

 

Item 6Ownership of More Than Five Percent on Behalf of Another Person:

 

See response to Item 4.

 

Item 7Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person:

 

Not applicable.

 

Item 8Identification and Classification of Members of the Group:

 

The Reporting Persons may be deemed to be a "group" for purposes of Section 13(d)(3) of the Act. Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement shall not be construed as an admission that any such person is, for the purposes of Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this statement held by any other person. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this statement.

 

Item 9Notice of Dissolution of Group:

 

Not applicable.

 

Item 10Certification:

 

Not applicable.

 

Pages 8 of 12 Pages
 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2014

 

BANK OF AMERICA CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

BAS CAPITAL FUNDING CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

BANKAMERICA INVESTMENT CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

BASCFC-MAXCOM HOLDINGS I, LLC

By: BAS Capital Funding Corporation
Its: Manager

By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

FLEET GROWTH RESOURCES, INC.


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

Pages 9 of 12 Pages
 

 

SCHEDULE 13G/A

Index Exhibit

 

Exhibit Number   Exhibit Description
99.1   Joint Filing Agreement

 

 

Pages 10 of 12 Pages

EX-99.1 2 v367626_ex99-1.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

 

In accordance with Rule 13d-1(k)(1) promulgated under the Securities and Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of to such a statement on Schedule 13G with respect to the Series A Common Stock of Maxcom Telecomunicaciones, S.A.B. de C.V. beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13G.

 

BANK OF AMERICA CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

BAS CAPITAL FUNDING CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

BANKAMERICA INVESTMENT CORPORATION


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

Pages 11 of 12 Pages
 

 

BASCFC-MAXCOM HOLDINGS I, LLC


By: BAS Capital Funding Corporation
Its: Manager

By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

FLEET GROWTH RESOURCES, INC.


By: /s/ Jeffrey M. Atkins
Name: Jeffrey M. Atkins
Its: Managing Director

 

 

Pages 12 of 12 Pages